We are seeking a highly skilled and experienced professional to be part of the Quality Management Team in Wealth Operations, specifically focusing on Non-Financial Regulatory Reporting. This role involves executing and managing the Quality Management framework for Non-Financial Regulatory Reporting activities across multiple jurisdictions, ensuring compliance with diverse and complex regulations.
Responsibilities
- Execute and manage all activities for Quality Management for various Non-Financial Regulatory Reporting submissions.
- Design and/or perform sample testing to ensure accurate preparation and timely regulatory reports in compliance with relevant guidelines and authorities.
- Perform comprehensive data reconciliation and validation to ensure the integrity of regulatory data.
- Contribute to the oversight of Quality Management for regulatory reporting activities, ensuring adherence to submission deadlines and accuracy standards.
- Actively participate in the analysis and implementation of minor regulatory changes.
- Support the interpretation, assessment, and implementation of complex new or revised regulatory requirements, providing input and escalating appropriately.
- Support in managing responses to queries from Financial Authorities and internal control assessments (e.g., MCA framework) specifically related to regulatory reporting.
- Identify potential discrepancies or issues in regulatory reporting and escalate them appropriately.
Skills & Qualifications
- Bachelor's or Master's degree in Finance, Business, Economics, or a related field.
- Proven working experience (typically 10+ years) in Quality Management for Non-Financial Regulatory Reporting within the financial services industry, with specific experience in Wealth Management.
- Solid understanding of key regulatory frameworks and requirements (e.g., Dodd-Frank, EMIR, MiFID II, MAS, HKMA, Volker, Basel, local banking regulations)
- Working experience and knowledge on various Client Tax Reporting frameworks (e.g., FATCA, CRS, Relief at Source, Reclaim at Source) and indirect Tax regimes like GST, VAT, FTT will be a plus.
- Proficiency in data analysis, manipulation, and reporting tools (e.g., advanced Excel, SQL, regulatory reporting platforms).
Experience
- Proven working experience (typically 10+ years) in Quality Management for Non-Financial Regulatory Reporting within the financial services industry.
- Solid understanding of key regulatory frameworks and requirements (e.g., Dodd-Frank, EMIR, MiFID II, MAS, HKMA, Volker, Basel, local banking regulations)
Education
- Bachelor's or Master's degree in Finance, Business, Economics, or a related field.
Why Join Us
- Global Impact: Play a key role in ensuring compliance and operational excellence across global wealth management markets.
- Career Growth: Opportunity to contribute to and help shape a critical function within the organization with ample opportunities for career development.