Markets E-Trading Risk and Controls Vice President

The role involves overseeing E-Trading Risk and Controls (ETRC) operations, implementing the E-Trading Risk Framework, and leading reviews by global regulators, Compliance testing, and Internal Audit.

Responsibilities

• Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required)
• Monitor and investigate relevant alerts indicating signs of disorderly trading
• Escalate alerts to trading desks, management, and Second Line of Defense when necessary
• Participate in market access reviews/attestation from a cross-asset perspective
• Ensure adherence to the 15c3-5 Market Access Rule
• Lead the regional governance for the E-Trading limits management system
• Disseminate key changes and asset class implications to stakeholders
• Provide oversight of remediation plans for ETRC or Businesses (where relevant) and maintain strong relationships with the Markets Testing Team, Compliance Testing, and Internal Audit teams

Skills & Qualifications

• Subject matter expertise with Electronic Trading Risks, Controls, and Market Structure
• Experience with data analytics and visualization tools
• Deep knowledge of E-Trading regulation and best practices
• Experience designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
• Clear and concise written and verbal communication skills
• Effective organizational influencing skills
• Excellent problem-solving skills
• Ability to see the big picture with high attention to critical detail

Experience

• 10+ years relevant work experience in Business Risk & Controls, Compliance, or Audit
• Consistently demonstrated ability to develop and implement strategy and process improvement initiatives

Education

• Bachelor's/University degree, Master's degree preferred

Benefits

• Medical, dental & vision coverage; 401(k); life, accident, and disability insurance; wellness programs; paid time off packages including vacation, sick leave, and paid holidays